Janus Henderson Investors Legal Counsel in Denver, Colorado
Janus Henderson Global Investors is a leading independent global asset manager, dedicated to delivering the best outcomes for clients through a broad range of actively managed funds.
We provide our institutional, retail and high net-worth individuals with access to skilled investment professionals representing a broad range of asset classes including, equities, fixed income, multi asset and alternatives.
We are a team of independent thinkers who work tirelessly to help our clients achieve their goals – and we do it by fostering an energetic and collaborative culture that ensures our people love the place they work.
Headquartered in London, Janus Henderson is a truly global asset manager with a diverse geographic footprint, managing assets from 27 offices globally and employing more than 2,000 staff.
Overview of the Role
Responsible for handling legal matters related to regulated investment companies including board matters and support, regulatory requirements, research and reporting.
Duties and Responsibilities
You will provide legal advice and support for the following areas:
Provide support for mutual fund board of trustees, including overseeing the production of board materials, drafting board memos, and other board meeting and materials coordination
Coordinate and oversee annual contract approval/renewal (15(c)) process
Mutual fund contract management, including reviewing existing contracts and drafting new contracts or amendments to existing contracts
Mutual fund policy and procedure management
Serve as a point of contact for trustees and communicate with trustees directly, via telephone and email; attend board meetings
Support U.S. registered product initiatives as needed
Support regulatory initiatives as needed
Carry out additional duties as assigned
For paralegals and administrative staff, may plan, allocate, monitor work and make decisions regarding employment, performance appraisal, training, salary adjustments and related personnel actions.
Technical Skills and Qualifications
Excellent interpersonal skills with the ability to effectively interact with senior management and board members.
Ability to exercise excellent legal judgment balanced with business needs.
Excellent writing skills, specifically ability to draft formal meeting minutes
Excellent verbal and written communication skills.
Strong analytical, research, and problem solving skills.
Strong organizational skills with the ability to prioritize and manage multiple projects simultaneously
Ability to maintain confidentiality.
Ability to work with minimal supervision.
Strong computer skills, including Microsoft Word and Excel.
Two to four years of experience as an attorney within a law firm or financial services company.
Law degree required.
Admission to at least one State Bar.
Additional application materials to provide:
With applciation, please provide unedited redacted writing samples
Working Environment/Physical Activities:
Overtime may be required on short notice and may include weekend/evening/holiday hours.
Open plan environment with general office equipment provided such as PC/laptop, telephone, copier, etc.
For those in scope of Knowledge & Competence (MiFID II)
Knowledge of financial markets, financial markets function and the impact of economic figures and national/regional/global events on markets
Understanding of issues relating to market abuse and anti-money laundering
Ongoing competence in the role to be assessed by:
Annual Performance Appraisal
Completion of all assigned Compliance training
Annual Attestation (Knowledge and Competence in-scope roles only)Compliance RequirementsAt a minimum the role will require you to:
Place the interest of Janus Henderson’s Clients first and always act in accordance with TCF (Treating Customers Fairly) principles
Understand and follow laws and regulations applicable for your role, seeking the help of your supervising manager or Compliance if you would like further explanation or direction regarding this
Understand and abide by all Janus Henderson policies applicable to your role, and ask for the support/guidance of the policy owner if you are unsure at any time
You are ultimately accountable for your actions and responsible for seeking further information on any or all of the above as necessary.
Janus Henderson Investors (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee’s job functions (as determined by Janus Henderson Investors at its sole discretion).
All applicants must be willing to comply with the provisions of Janus Henderson Investors' Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants’ past political contributions or activity may impact applicants’ eligibility for this position. Janus Henderson Investors is an equal opportunity / Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.